Anna-Sofia Brors

Senior Associate, Helsinki

Contact Details

Mobile:

Email: [email protected]

Practices

Compliance, Financial Services and Financial Regulation

My focus areas are financial services regulation, compliance and legal matters related to investments and asset management. I have over ten years of experience in financial markets regulation and a broad understanding of the business operations of licensed financial institutions.

I have a strong background in asset management, investment funds and alternative investments, and have worked extensively on related legal and regulatory matters. I have in-depth expertise in compliance function as well as AIFM, UCITS and MiFID regulations. My areas of expertise also include anti-money laundering and sanctions compliance, listed company regulation, and regulatory and supervisory cooperation. I am accustomed to working in both domestic and international environments.

My working approach is clear, solution-oriented and commercially focused. I seek to align regulatory requirements with practical business realities and to identify proportionate and sustainable solutions that support my clients’ commercial objectives.

At Lexia, I advise clients on the establishment and ongoing operation of compliance functions, licensing and authorisation processes, matters arising throughout the lifecycle of investment funds, as well as AML- and KYC-related assignments. I also have strong experience in investment and asset management structures and group-level governance models, and I assist clients with corporate governance, organisational structures and regulatory compliance matters.

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